OCCUPATIONAL CERTIFICATE: COMPLIANCE OFFICER

Compliance Officers generally provide compliance services to the management of a company, to assist them in discharging their responsibilities in complying with various regulatory, and legislative requirements.

Every company and organisation is required to comply with these various regulations, thus they need an expert at their disposal with knowledge and experience in legal matters, compliance risk management, as well as the compilation, implementation and reporting of compliance strategies.

Moonstone Business School of Excellence’s Occupational Certificate: Compliance Officer (NQF level 6) qualification equips our students with these expert skills, and practical experience. This gives the student confidence in their own working abilities, and advance their career.

WHAT WILL THE COMPLIANCE OFFICER COURSE ENABLE YOU TO DO?

Qualified students will be able to conduct Enterprise-wide Risk Management, apply compliance principles, commit to the compliance practices, design and implement various compliance plans and strategies, conduct compliance monitoring, and interact with various industry roleplayers.

Our qualification is not just aimed at preparing a student for compliance within the financial sector, but also compliance departments from other sectors.

This occupational qualification will form the apex of the compliance functionary learning path, and will allow access to the Integrated External Summative Assessment (EISA) with the Compliance Institute of South Africa (CISA).

This qualification is a recognised qualification by the Financial Services Conduct Authority (FSCA) for Category I, Key Individuals

WHO SHOULD APPLY:

  • Any current Compliance Officer,
  • Any prospective Compliance Officers, under supervision of, or in contractual agreement with an existing Compliance Officer (with five or more years of compliance experience).

LEARNING MATERIAL

Students will have online access to their study material which will include a study guide, videos, self-assessments and relevant additional resources.

Fees

Please contact our office for more information: help@mbse.ac.za

COMPLIANCE INSTITUTE OF SOUTHERN AFRICA (CISA) FEES

The fee for the External Integrated Summative Assessment is not included in the MBSE tuition fees, and is payable directly to CISA. Please contact our office for more information: help@mbse.ac.za

DATES

Applications:

  • Applications for Semester 1 close on 15 February
  • Applications for Semester 2 close on 15 June
  • Registrations:

    • Registrations for Semester 1 close on 22 February
    • Registrations for Semester 2 close on 22 June

ACCREDITATION AND CERTIFICATION

Certification
Moonstone Business School of Excellence (Pty) Ltd acknowledges that certification in vocational education and training and the content of the certificate are regulated by the National Board of Education and governed by the SAQA Act, 1995 (Act No 58 of 1995) as well as Regulation 1 of the Regulations for the Registration of Private Higher Education Institutions, 2002 (hereafter referred to as “the Regulations”).

Institutional vocational education and training
Students are awarded an Occupational Certificate, issued by the Quality Council of Trades and Occupations (QCTO), upon the successful completion of the EISA which will be set by the Compliance Institute of Southern Africa (CISA).

METHOD OF TRAINING

Online learning

ADMISSION REQUIREMENTS

Matric/Grade 12 or a recognised NQF Level 4 qualification.
Work under supervision of, or in contractual agreement with, an existing Compliance Officer.

HOW TO APPLY?

Please have these documents ready when applying:

  • Certified copy of your Matric/Gr 12 or NQF level 4 equivalent
  • Certified copy of any other qualification you hold
  • Certified copy of your ID/Passport
  • Up-to-date CV

Assessments

Students will have to successfully complete online Formative Assessments and Workplace Based Assignments to be found Competent and to gain entry into the External Integrated Summative Assessment, set by Compliance Institute of Southern Africa.
overview

Starting Date
Semester 1: 2 March
Semester 2: 1 July

Applications:
Applications Semester 1 close on 15 February
Applications Semester 2 close on 15 June

Registrations:
Registrations Semester 1 close on 22 February
Registrations Semester 2 close on 22 June

METHOD OF TRAINING
Online Learning

COURSE DURATION
Part-time: 2 years

ADMISSION REQUIREMENTS
Matric/Grade 12 or a recognised NQF Level 4 qualification.
Work under supervision of, or in contractual agreement with, an existing Compliance Officer.

FEE:
Payment is made per cycle. A discount will apply if the full qualification is paid upfront. Please contact our office for more information:  help@mbse.ac.za

Compliance Officer (NQF level 6) qualification equips students with these expert skills, and practical experience in legal matters, compliance risk management as well as the compilation, implementation and reporting of compliance strategies